San FranciscoFull TimeLegal
Remotely
finrasecurities actexchange actsuitabilitybroker dealerinvestment company actregulation best interestregulation d
Job Description
📋 Description
- Own legal product counseling for Meridian across design, development, launch, scale, and ongoing
- Advise on broker-dealer obligations end-to-end, including FINRA rules, Regulation Best Interest and
- Analyze product and transaction structures under the Securities Act, Exchange Act, Regulation D
- Own legal analysis for resale and transfer mechanics, including ROFRs, consent rights, transfer
- Build and maintain Meridian’s foundational legal and disclosure framework, including vehicle
- Design scalable legal review, approval, and escalation processes that preserve product velocity
🎯 Requirements
- JD and active bar membership in good standing, with 6–10 years of relevant legal experience.
- Direct experience advising or working within a registered broker-dealer, ideally involving private
- Deep fluency in the Securities Act, Exchange Act, Regulation D, FINRA rules, broker-dealer
- Strong understanding of the Investment Company Act, Investment Advisers Act, and private-fund
- Product counseling experience in fintech, trading or marketplace infrastructure, venture capital
- Proven ability to own complex initiatives, operate in ambiguity, and translate legal analysis into
🎁 Benefits
- Hybrid in-office model with in-person collaboration (New York City and San Francisco offices).
- Competitive base salary, benefits, and equity package; base salary around $275,000+ annually, with
- Comprehensive benefits package; opportunities to learn about total rewards during recruitment.
- Respect for work-life balance, and a culture that supports learning and growth.
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