Compliance Program Manager
CatenaRemotely
privacytprmfiduciaryudapregulation waffiliate transactions
Job Description
📋 Description
- Help stand up and run the Trust Bank’s Compliance Management System under the Chief Compliance
- Lead fiduciary compliance across custody, investment management, and trust activities.
- Operate the third-party risk management program across the vendor lifecycle, including oversight of
- Administer affiliate transactions across intercompany activity, governed by CTB policies and
- Oversee non-financial crimes related compliance obligations (Privacy, UDAP, etc.).
- Track regulatory developments and support the compliance training program.
🎯 Requirements
- 5+ years in compliance at a bank or trust company, ideally with fiduciary/trust compliance
- Strong command of a bank Compliance Management System and second-line oversight (risk assessment
- Understanding of conflicts-of-interest and self-dealing controls in fiduciary context.
- Exceptional writing, with comfort drafting policies, procedures, and Board materials.
- Sound judgment and initiative in an ambiguous, build-from-scratch environment.
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