Account Specialist I

📋 Description

• Provide seamless account opening experiences for customers
• Support account maintenance and due diligence tasks
• Learn regulatory compliance basics and customer service best practices
• Process new account applications and maintenance requests
• Assist with documentation verification and CIP compliance
• Support customer onboarding and respond to inquiries

🎯 Requirements

• FINRA license set: Series 7, Series 63; SIE
• KYC/AML regulatory knowledge; basic AML/Suitability understanding
• Detail-oriented with strong documentation and record-keeping
• Customer service experience; effective communication
• Team-oriented; ability to escalate when needed
• Willingness to learn and work toward approver-level responsibilities

🎁 Benefits

• Performance bonuses
• Stock purchase options
• Medical/Vision/Dental benefits
• 401k plan
• Paid vacation and sick days
• Gym membership and commuter benefits