Compliance Analyst, Expert Network

📋 Description

• Support expert network compliance program execution.
• Onboard and screen experts per policy and MNPI risk.
• Perform pre-call, live-call, post-call reviews.
• Use monitoring tools and analytics for screening.
• Document risk assessments and testing activities.
• Prepare materials for due diligence and compliance discussions.

🎯 Requirements

• 0 to 2 years in operations, compliance, or similar roles.
• Familiar with securities laws, MNPI, conflicts of interest.
• Detail-oriented; follow templates and workflows.
• Excellent written English and clear communication.
• Organized, reliable, can manage multiple requests.
• Judgment to escalate when needed; comfortable with compliance systems.

🎁 Benefits

• Equal opportunity employer commitment stated.
• Careful onboarding and training for updated procedures.