Job Description
📋 Description Serve as primary legal advisor for investment products across lifecycle Advise on features, disclosures, marketing, and ops with regulatory impact Partner with compliance, risk, engineering, and operations Support regulatory compliance and interactions with authorities Provide guidance on securities laws and related regs Translate complex concepts into actionable guidance 🎯 Requirements 6+ years legal experience, 2+ in non-deposit investment products Strong knowledge of Investment Advisers Act, Securities Act, IC Act Experience with fintech platforms, brokerage, or similar In-house experience preferred but not required Regulatory agency experience a plus Excellent communication for technical and exec audiences 🎁 Benefits Competitive comp: base, equity, benefits Salary ranges for US/Canada regions (see notes) Remote-friendly with flexibility in US and Canada Equity via stock options/RSUs Healthcare and wellness benefits Work on innovative fintech products
