Director of Compliance

📋 Description Support development and continuous improvement of the compliance program. Apply FINRA, SEC, and securities regulations to provide oversight. Partner with business teams to implement compliance controls and improvements. Draft, update, and maintain compliance policies and procedures. Review marketing and electronic communications for regulatory compliance. Support regulatory examinations and filings coordination. 🎯 Requirements 10+ years in FINRA/SEC/OCC compliance leadership. Background in broker-dealer, clearing firm, or financial services. Deep knowledge of U.S. securities regulations and licensing. Ability to independently execute compliance initiatives with practical solutions. Degree in Finance/Business/Law; FINRA Series 7 and 24 licenses. Strong written communication and regulatory documentation skills. 🎁 Benefits Fully remote opportunity across United States. Competitive salary package and stock options. Comprehensive health benefits. Home office setup allowance of USD 500. Monthly remote work stipend of USD 150. Career growth opportunities in a rapidly expanding organization.