Registered Client Associate

📋 Description Provide professional client service supporting client satisfaction in regulatory environment. Adhere to Branch, Firm and Compliance policies and regulations. Review and process account documents; inform FA of meaningful activities related to client accounts. Assist FA with financial plans for current and prospective clients. Assist with periodic client mailings, communications and events. Facilitate transfer of client funds/securities and issuance of checks on request. 🎯 Requirements SIE and FINRA Series 7 exam and Series 66 (or 63/65) licensing, or ability to obtain. Knowledge of stocks, bonds, margins, options, mutual funds, annuities and insurance. At least two years experience as a Registered Client Associate. Post-secondary education preferred. Strong technology skills: Word, Excel, Outlook; experience with Thomson ONE, Envestnet, CRM, Money Excellent communication, problem solving and client service skills. 🎁 Benefits Medical, Dental and Vision Company 401(k) and ESOP contribution Generous sick, vacation, and maternity/parental leave Paid holidays Professional Development Opportunities Tuition Reimbursement ($15,000 lifetime cap)