Compliance Associate (Junior)

📋 Description Support day-to-day compliance duties in branch, AML, and interdepartmental areas. Assist with disclosure processes, customer complaints, and related projects as needed. Partner with wealth management and capital markets teams to ensure regulatory alignment. Participate in branch examinations and monitor compliance with Firm policies. 🎯 Requirements Bachelor’s degree in business, finance, or related field, or relevant experience. Basic knowledge of financial markets and investment products; willingness to learn more. Willing to obtain FINRA SIE exam within 6 months of hire date. Proficiency with Microsoft Office; strong written and interpersonal skills. Ability to travel up to 10% of the time. Ability to communicate Firm policies and regulations clearly. 🎁 Benefits Medical, Dental and Vision coverage. Company 401(k) and ESOP contributions. Generous leave: sick, vacation, and parental. Paid holidays and professional development opportunities. Tuition reimbursement and insurance discounts.