Remotely
auditcparegulatory reportinggaapnfacftcfinrabroker dealer
Job Description
📋 Description
- Own monthly close for FCM and Broker-Dealer entities
- Prepare regulatory reporting for CFTC, NFA, and others
- Coordinate internal and external audits
- Improve internal controls over accounting and compliance
- Partner with Product/Engineering on new launches for regulatory readiness
- Identify opportunities to automate accounting workflows
🎯 Requirements
- 5–7 years in public or industry accounting
- Active CPA and bachelor’s in Accounting/Finance
- Regulatory reporting experience (FINRA, SEC, CFTC, NFA)
- Ability to translate complex activity into processes; strong communication
- Proven ability to manage multiple priorities around audits and deadlines
- Availability to work Eastern Time hours
🎁 Benefits
- Pay transparency with base salary ranges shown
- Remote-friendly with in-person surges as needed
- Equal opportunity employer; accommodations available
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